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James Bradford Cross

Ubs Financial Services Inc.

Birmingham, MI

Royal Oak, MI

CRD 1995034

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-03-07
TX RA APPROVED 2012-03-02
  • MI RA
    APPROVED
    Since 2012-03-07
  • TX RA
    APPROVED
    Since 2012-03-02

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Royal Oak, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Troy MI 03/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-08
S63 Uniform Securities Agent State Law Examination 1989-12-13
  • S66 Uniform Combined State Law Examination
    2010-07-08
  • S63 Uniform Securities Agent State Law Examination
    1989-12-13
Other Names
  • James Bradford Cross
  • J. Bradford Cross
  • Brad Cross
  • J. B Cross
  • J B Cross

View on SEC IAPD

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