Richard Binkley Du Vernet

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Npb Financial Group, Llc
  Laguna Beach, CA
• 07/2022 → Present
  Independent Financial Group, Llc
  Laguna Beach, CA

Previous Registrations

• 2007-05-25 → 2022-07-15
  Npb Financial Group, Llc
  Laguna Beach, CA
• 2005-02-14 → 2007-06-14
  Associated Planners Investment Advisory Inc
  Laguna Beach, CA
• 1998-12-23 → 2005-02-03
  Pruco Securities, Llc.
  Irvine, CA

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/31/1989 DESCRIPTION: Outside Insurance. (2) PRUDENTIAL FINANCIAL POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/31/1989 ADDRESS: 30802 Coast Hwy Spc K6, Laguna Beach CA 92651, United States DESCRIPTION: Service existing Prudential policies including term life, whole life and variable universal life, writing term and possibly variable universal life (through IFG).

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-09
• S63 Uniform Securities Agent State Law Examination
  1991-02-28

Other Names

• Richard Binkley Du Vernet
• Richard Binkley Duvernet