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Robert John Rice

Key Investment Services LLC

Medina, NY

Brooklyn, OH

CRD 1994623

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Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

514 Main Street, Medina, NY 14103 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Na Buffalo NY 07/2012 03/2017
Key Investment Services Llc Medina NY 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1990-05-08
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1990-05-08
Other Names
  • Robert J Rice

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.

Nearby Investors

MARK STEVEN LEWIS
SCOTT BRADLEY SCHICKLING
BROOKE DANIELLE YAISER

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Medina, NY
CETERA INVESTMENT ADVISERS LLC · MEDINA, NY
OSAIC WEALTH, INC. · MIDDLEPORT, NY

More in Medina, NY

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