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Michael Garfield Tobash

LPl Financial LLC

Hegins, PA

Cressona, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-06
  • PA RA
    APPROVED
    Since 2020-01-06

Branch Locations

9 Park Lane, Hegins, PA 17938 • United States

3 S. Sillyman Street, Cressona, PA 17929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Co. Columbus OH 11/1988 Present
Nationwide Advisory Services, Inc. Hegins PA 09/1989 12/2019
Lpl Financial Llc Cressona PA 01/2020 Present
  • 11/1988 → Present
    Nationwide Insurance Co.
    Columbus, OH
  • 09/1989 → 12/2019
    Nationwide Advisory Services, Inc.
    Hegins, PA
  • 01/2020 → Present
    Cressona, PA
Previous Registrations
Other Businesses

1) 01/03/2020 - Tobash Financial Solutions, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 100 hr/mth 2) 01/03/2020 - Berkshire Hathaway Guard Insurance - Non-Variable Insurance - inv rel - at reported business location(s) - start: 2012 - 2 hr/mth 3) 2/25/2021 - Pennsylvania Manufacturers Association - Not Investment Related - 225 State Street Harrisburg, PA 17101 - Outside/W-2 Employment - Facilitator - Start Date: 3/1/2021 - 3 Hours Per Month/1 Hour During Securities Trading - Scheduling the sessions, the presenters, inviting the attendees and coordinating the program with the House and Senate legislative leaders. 4) 6/15/2021 - Tobash Insurance Agencies LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Principal and Sole Member - Started 06/01/2021 - 100 Hours Per Month/80 Hours During Securities Trading. 5) 12/21/2021 - Schuylkill Airport Authority - Not Investment Related - 240 Airport Road, Pottsville, PA 17901 - For-Profit Board Member - Start Date: 12/21/2021 - 3 Hours Per Month/1 Hour During Securities Trading. 6) 01/05/2023 - Tobash Insurance Agencies, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 09/01/1987 - 10 Hours Per Month/5 Hours During Securities Trading. 7) 03/18/2024 - NEPA Alliance - Non-Profit Board Member - Board Member at Large - Not Investment Related - Pittston, PA - Start Date 03/15/2024 - 6 Hours Per Month/ 2 Hours During Trading 8) 03/18/2024 - Michael and Amie Tobash - Real Estate Rental - Investment Related - Pottsville, PA - Start Date 06/01/2024 - 8 Hours Per Month/ 2 Hours During Trading 9) 03/21/2024 - RAUL'S NOTARY SERVICE, LLC - Other - Notary and Motor Vehicle Registration Busi - Investment Related - 315 Linden Street, Allentown, Pa 18102 - Start Date 11/15/2023 - 4 Hours Per Month/ 4 Hours During Trading 10) 03/22/2024 - Pottsville Area Development Corporation - Non-Profit Board Member - Not Investment Related - Pottsville, Pa - Start Date 03/01/2024 - 5 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-23
S63 Uniform Securities Agent State Law Examination 1989-12-21
  • S65 Uniform Investment Adviser Law Examination
    2018-05-23
  • S63 Uniform Securities Agent State Law Examination
    1989-12-21
Other Names
  • Mike Tobash

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