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620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-03 |
| TN | RA | APPROVED | 2025-12-03 |
| GA | RA | APPROVED | 2018-06-01 |
Branch Locations
620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Knoxville | TN | 09/2002 | 12/2017 |
| Dba - Wmg Financial Advisors | Knoxville | TN | 11/2016 | Present |
| Lincoln Financial Securities Corp | Knoxville | TN | 01/2014 | 12/2017 |
| Concourse Financial Group Securities, Inc. | Knoxville | TN | 12/2017 | 06/2022 |
| Wmg Financial Services | Knoxville | TN | 01/1990 | Present |
DBA / WMG FINANCIAL ADVISORS POSITION: Owner/Founder/CEO NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2016 ADDRESS: 620 Mabry Hood Road, Knoxille TN 37932, United States DESCRIPTION: Offer investment advisory services to individuals and businesses WMG FINANCIAL SERVICES POSITION: Owner/Founds/CEO NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 620 Mabry Hood Road, Knoxille TN 37932, United States DESCRIPTION: Offer insurance products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-24 |
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