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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-01 |
| MO | RA | APPROVED | 2023-06-01 |
| TX | RA | APPROVED_RES | 2023-06-01 |
Branch Locations
16090 Swingley Ridge Road Suite 610, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Clayton | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clayton | MO | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chesterfield | MO | 06/2023 | Present |
MAGIS FARMS LLC, NOT INV RELATED, AUGUSTA, MO, 100% OWNED WITH SPOUSE, START: 11/28/2016, 10 HRS PER MONTH, 0 HRS DURING TRADING, SMALL VINEYARD. MAGIS, LLC; INV. RELATED; CHESTERFIELD,MO; 16.6% OWNERSHIP; START DATE 12/1/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE. LAMPING ASSET MANAGEMENT, LLC; INV. RELATED; WASHINGTON,MO; 100% OWNERSHIP; START DATE 04/03/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
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