Barbara Ann Roland

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Roland & Roland
  Nelson, NH
• 08/2010 → 12/2017
  Lincoln Investment
  Franklin, MA
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-08-02 → 2017-12-31
  Lincoln Investment
  Mansfield, MA
  Nelson, NH
• 2003-06-06 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Nelson, NH
  Nelson, NH
  Franklin, MA
• 2002-03-15 → 2002-12-31
  Eastern Point Advisors Inc.
  Nelson, NH

Other Businesses

1.ELM CITY CHURCH, 76 Railroad Street, Keene, NH 03431, United States, 01/15/2026, Board Member, Volunteer, NIR, 2 HR/MO - 1 HR/MO TRADING 2.ROLAND & ROLAND, 140 HENDERSON RD, NELSON, NH, 9/1990 AS OFFICE ADMINISTRATOR/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/YR - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.EDUCATING OTHERS ABOUT BUDGETING AND GOALS, 140 HENDERSON RD, NELSON, NH, 11/2018. NIR - 1/MO - 0/TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-12-21

Other Names

• Barbara Ann Chase