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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
11300 Johns Creek Pkwy Suite 200, Johns Creek, GA 30097 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Smyrna | GA | 09/1989 | Present |
| Pruco Securities, Llc. | Smyrna | GA | 09/1989 | 11/2024 |
| Lpl Enterprise, Llc | Johns Creek | GA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-19 |
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