Bryan Scott Steele

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-11-12
NC	RA	APPROVED	2002-02-11

TX RA
APPROVED_RES

Since 2010-11-12
NC RA
APPROVED

Since 2002-02-11

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Charlotte	NC	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Charlotte, NC

Other Businesses

2. SHED CAPITAL PARTNERS. CHARLOTTE, NC. YES, INVESTMENT RELATED. BUSINESS - PROPERTY RENTAL. TITLE - GENERAL MANAGER. START DATE - 06/01/2001. 5 HRS/MONTH. DUTIES - RENT 2 PROPERTIES. PAY BILLS. COLLECT RENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-05
S63	Uniform Securities Agent State Law Examination	1992-01-03

S65 Uniform Investment Adviser Law Examination

2001-04-05
S63 Uniform Securities Agent State Law Examination

1992-01-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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