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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-07
  • NJ RA
    APPROVED
    Since 2022-04-07

Branch Locations

3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States

501 Broadway Suite 201 [Satellite], Pt. Pleasant Beach, NJ 08742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lawrenceville NJ 06/2015 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 04/2022
Wells Fargo Advisors Financial Network, Llc Manasquan NJ 04/2022 Present
Previous Registrations
Other Businesses

BEACON WEALTH ADVISORS, LLC, INVT RELATED, HOLMDEL, NJ, 100% OWNERSHIP, START DATE 4/8/2022, 280 HRS PER MONTH, 8 HRS DURING TRADING, TRANSITIONING TO FINET PRACTICE. SHAPERO GP, LLC; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
S63 Uniform Securities Agent State Law Examination 1990-02-26
  • S66 Uniform Combined State Law Examination
    2015-06-18
  • S63 Uniform Securities Agent State Law Examination
    1990-02-26
Other Names
  • Thomas Shapero
  • Thomas J Shapero

View on SEC IAPD

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