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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Level Four Advisory Services | Lincoln | IL | 01/2006 | 08/2021 |
| Lpl Financial Llc | Lincoln | IL | 10/2012 | Present |
| Mariner Independent Advisor Network, Llc | Lincoln | IL | 08/2021 | Present |
(1) 10/25/2012: CLARENCE BARNEY JR, INC - CPA/BOOKKEEPER/TAX PREPARER - 75% OF TIME SPENT - PROVIDES TAX PREP AND ACCOUNTING (TWO HR BLOCK FRANCHISE LOCATIONS) (2) 10/25/2012: LEVEL FOUR INSURANCE SERVICES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INS TYPES: LIFE, ANNUITY, LONG-TERM CARE, AND DISABILITY (3) 12/11/2012: FINANCIAL SERVICES OF CENTRAL ILLINOIS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-03 |
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