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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-11-26
CT RA APPROVED 2023-08-10
  • RI RA
    APPROVED
    Since 2025-11-26
  • CT RA
    APPROVED
    Since 2023-08-10

Branch Locations

1575 Boston Post Rd Building C St 1, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 09/1989 08/2023
Mdz Wealth Management Llc Orange CT 11/2015 Present
Minnesota Life Insurance Co St Paul MN 10/1989 08/2023
Cetera Wealth Services, Llc Guilford CT 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Z Wealth Management Llc Guilford CT 01/2018 Present
  • 09/1989 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 11/2015 → Present
    Mdz Wealth Management Llc
    Orange, CT
  • 10/1989 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Guilford, CT
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2018 → Present
    Z Wealth Management Llc
    Guilford, CT
Previous Registrations
  • 1999-09-27 → 2023-08-10
    Securian Financial Services, Inc.
    Orange, CT
    Hamden, CT
    Guilford, CT
    Parsippany, NJ
    St. Paul, MN
Other Businesses

1. ISHEM ROAD W HARTFORD CT POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/08/2007 ADDRESS: , Hartfort CT , United States DESCRIPTION: Member; 2. NAME OF OTHER BUSINESS: Z WEALTH MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-27
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-27
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29
Designations

View on SEC IAPD

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