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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-11-04 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
770 The City Drive S. Suite 2100, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hutto/Dean & Co | Orange | CA | 06/1988 | Present |
| Gwn Securities | Palm Beach Gardens | FL | 11/2004 | Present |
| Millennium Advisory Group, Llc | Orange | CA | 03/2008 | Present |
GWN SECURITIES POSITION: Registered Representative and Investment Adviser Representative, Investment-related, since 1991, 11440 N Jog Rd, Palm Beach Gardens, FL 33418, 25 hours per month Independent insurance agent, Jackson National Life, 1 Corporate Wy, Lansing, MI 48951, start date 1988, non-investment related, less than 1 hour per month during trading hours ANNUITY POSITION: SALES NATURE: FIXED ANNUITIES INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/1988 ADDRESS: 1301 E LINCOLN AVE SUITE H, ORANGE CA 92865 DESCRIPTION: I PROVIDE FIXED ANNUITIES TO SELECT CLIENTS. DAVE RAMSEY SMARTVESTOR PRO POSITION: customer NATURE: Radio show that sells leads for financial advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/04/2018 ADDRESS: 1011 Reams Fleming Blvd., Franklin TN 37064, United States DESCRIPTION: Follow up with Dave's listeners who are looking for a SmartVestor Pro. HUTTO DEAN FINANCIAL ADVISORS INVESTMENT RELATED: Is Investment Related, NATURE: DBA, POSITION: Financial Professional, START DATE: 10/20/2005,160 hours per month, 160 hours per month during trading hours ADDRESS: 770 The City Drive S. Suite 2100, Orange, CA DESCRIPTION: Securities DBA used in conjunction with Investment Sales. MILLENNIUM ADVISORY GROUP, LLC INVESTMENT RELATED: Is Investment Related, ADDRESS: 770 The City Dr S Suite 2100, , Orange, CA, 92868, United States" POSITION: RIA, NATURE: RIA, START DATE: 10/1/2008,1 hours per month, 1 hours per month during trading hours, DESCRIPTION: Build and manage models
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-23 |
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