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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| MA | RA | APPROVED | 2014-01-16 |
Branch Locations
540 Main Street Suite 16A, Hyannis, MA 02601 • United States
1 Van De Graaff Drive Suite 500, Burlington, MA 01803 • United States
50 Salem Street Building A, Lynnfield, MA 01940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2006 | Present |
| Axial Financial Group | Burlington | MA | 10/2007 | Present |
1. Fixed insurance sales, as of 01/01/2009; 10% of time spent during business hours; conducted at branch, investment related. 2. Axial Financial Network, LLC, member and owner of holding company for securities business a.k.a. The Axial Company and trustee for Axial Financial Group 401k plan, as of 11/28/2007; 100% of time spent during business hours; conducted at branch, investment related. 3. Axial Insurance Group, LLC, a.k.a. The Axial Company, partner and part owner of entity created for life and health insurance business, as of 08/15/2009; 10% of time spent during business hours; conducted at branch, investment related. 4. Axial Capital Management, LLC, co-owner of separate entity for securities business, as of 01/01/2011; 10% of time spent during business hours; conducted at branch, investment related. 5. Pinnacle Capital Management, Inc, President and Owner of private entity created for securities business, as of 01/01/2010; 50% of time spent during business hours; conducted at branch, investment related. 6. Pinnacle Tax Service, LLC, co-owner of entity created for tax related services, as of 01/21/2010; 5% of time spent during business hours; conducted at branch, not investment related. 7. Subleasing branch office space to Axial Benefits Group-Alkeme Insurance; Located in Burlington, MA, as of 04/15/2024; 0% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-12 |
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