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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
MA RA APPROVED 2014-01-16
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2014-01-16

Branch Locations

540 Main Street Suite 16A, Hyannis, MA 02601 • United States

1 Van De Graaff Drive Suite 500, Burlington, MA 01803 • United States

50 Salem Street Building A, Lynnfield, MA 01940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2006 Present
Axial Financial Group Burlington MA 10/2007 Present
Other Businesses

1. Fixed insurance sales, as of 01/01/2009; 10% of time spent during business hours; conducted at branch, investment related. 2. Axial Financial Network, LLC, member and owner of holding company for securities business a.k.a. The Axial Company and trustee for Axial Financial Group 401k plan, as of 11/28/2007; 100% of time spent during business hours; conducted at branch, investment related. 3. Axial Insurance Group, LLC, a.k.a. The Axial Company, partner and part owner of entity created for life and health insurance business, as of 08/15/2009; 10% of time spent during business hours; conducted at branch, investment related. 4. Axial Capital Management, LLC, co-owner of separate entity for securities business, as of 01/01/2011; 10% of time spent during business hours; conducted at branch, investment related. 5. Pinnacle Capital Management, Inc, President and Owner of private entity created for securities business, as of 01/01/2010; 50% of time spent during business hours; conducted at branch, investment related. 6. Pinnacle Tax Service, LLC, co-owner of entity created for tax related services, as of 01/21/2010; 5% of time spent during business hours; conducted at branch, not investment related. 7. Subleasing branch office space to Axial Benefits Group-Alkeme Insurance; Located in Burlington, MA, as of 04/15/2024; 0% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-19
S63 Uniform Securities Agent State Law Examination 1990-03-12
  • S65 Uniform Investment Adviser Law Examination
    1993-11-19
  • S63 Uniform Securities Agent State Law Examination
    1990-03-12

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