Maria Ann Avento

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2025
  The Investment Center, Inc.
  Melville, NY
• 06/2006 → 03/2025
  Ic Advisory Services, Inc.
  Melville, NY
• 03/2025 → Present
  Lpl Financial Llc
  Melville, NY

Previous Registrations

• 2006-06-02 → 2025-03-06
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Melville, NY
  Melville, NY
• 2006-01-05 → 2006-10-02
  The Investment Center, Inc.
  Melville, NY
  Melville, NY
  East Islip, NY
  Bedminster, NJ

Other Businesses

1. 03/06/2025- MB Advisory Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/29/2016- 160 Hours Per Month- 160 Hours During Trading 2. 03/06/2025-Harbour Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/29/2016- 160 Hours Per Month- 160 Hours During Trading 3. 03/06/2025-Maria A. Avento- Tax Prep/Accounting/CPA - Tax Preparer - INV Related- At Reported Business Location(s)- Start date 12/17/2024- 5 Hours Per Month/ During Trading 4. 03/06/2025-Harbour Financial- Non-Variable Insurance - Insurance Sales - INV Related- At Reported Business Location(s)- Start date 12/17/2024- 5 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-05-07
• S63 Uniform Securities Agent State Law Examination
  1989-10-06