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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2000-03-16 |
Branch Locations
1543 Fairmont Avenue Suite 207, Fairmont, WV 26554 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. OUTSIDE INSURANCE BUSINESS 2.PRICKETTS FORT MEMORIAL FOUNDATION , BOARD MEMBER 3. COMMUNITY FIRST, CO FOUNDER, NON PROFIT, NO COMPENSATION 4. SOUTH FAIRMONT ROTARY INTERNATIONAL Treasurer 5. Grace Lutheran Church in Fairmont, WV Church Council member and Treasurer - Boy Scouts of America Mountaineer Area Council -Board memeber.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-25 |
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