Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2022-09-29 |
| TX | RA | APPROVED_RES | 2022-09-15 |
| ID | RA | APPROVED | 2015-03-27 |
| UT | RA | APPROVED | 2009-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Salt Lake City | UT | 02/1997 | Present |
| Rocky Mountain Investment Advisors, L.L.C. | Salt Lake City | UT | 01/1999 | Present |
1) RETIREMENT PLAN SOLUTIONS POSITION: Managing Principal NATURE: DBA for retirement plan consulting and administration. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2015 ADDRESS: 897 West Baxter Drive, South Jordan UT 84095 DESCRIPTION: Retirement plan consulting and administration. 2) KEVIN HUNT; POSITION: BROKER/AGENT; NATURE: INSURANCE AGENCY; INVESTMENT RELATED: YES; NUMBER OF HOURS: 20; SECURITIES TRADING HOURS: 20; START DATE: 01/01/2010; ADDRESS: 895 WEST BAXTER DRIVE, SOUTH JORDAN UT 84095; DESCRIPTION: BROKER/AGENT. 3) ROCKY MOUNTAIN INVESTMENT ADVISORS, LLC POSITION: Owner NATURE: LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/1987 ADDRESS: 1761 W. Oakridge Circle, Lehi UT 84048, United States DESCRIPTION: RMIA, LLC. is a personal use LLC for tax filing purposes only.No marketing, investment advisory, or insurance services (or any other services) are provided under this name. All marketing, investment advisory, and insurance services are provided under DBA Retirement Plan Solutions. 4) RETIREMENT PLAN SOLUTIONS POSITION: Managing Principal NATURE: DBA for retirement plan consulting, administration, investment advisory, and insurance services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2015 ADDRESS: 897 West Baxter Drive, South Jordan UT 84095, United States DESCRIPTION: Retirement plan consulting, administration, investment advisory, and insurance services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-20 |
Reach out to this advisor