Thomas Henry Freeman

Current Employers

Employment History

• 07/2013 → 06/2020
  Ubs Financial Services Inc
  Leawood, KS
• 06/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Leawood, KS

Previous Registrations

• 2002-11-29 → 2020-07-09
  Ubs Financial Services Inc.
  Leawood, KS
  Kansas City, MO
  Kansas City, MO
  Leawood, KS
  Leawood, KS
• 1996-01-19 → 2002-12-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kansas City, MO

Other Businesses

AULD DUBLINER, LLC; NOT INVESTMENT RELATED; MISSION HILLS,KS; 9% OWNERSHIP; START DATE 01/01/1997; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; OWNER OF RESTAURANT. KC3, LLC; NOT INVESTMENT RELATED; KANSAS CITY,MO; 10% OWNERSHIP; START DATE 11/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS LLC FOR ROYAL BLUE LLC DBA KC ROYALS. MULLIGANS, LLC; NOT INVESTMENT RELATED; MISSION HILLS,KS; 90% OWNERSHIP; START DATE 01/01/2000; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; LLC FOR HOLDING PRIVATE INVESTMENTS. TMF, INC; NOT INVESTMENT RELATED; LEAWOOD,KS; 74% OWNERSHIP; START DATE 06/23/2020; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; S CORP FOR FINET PRACTICE. FCS HOLDINGS, INC DBA FCS PRIVATE WEALTH MANAGEMENT DBA FCS FAMILY PRACTICE; INVESTMENT RELATED; LEAWOOD,KS; 74% OWNERSHIP; START DATE 06/23/2020; NUMBER OF HOURS PER MONTH 240; NUMBER OF HOURS DURING TRADING 6.5; OWNER OF FINET PRACTICE. FCS REAL ESTATE, LLC; INVESTMENT RELATED; LEAWOOD,KS; 75% OWNERSHIP; START DATE 06/23/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURNG TRADING 0; BUILDING FOR FINET PRACTICE.; CO-TRUSTEE FOR FCS HOLDINGS INC. DBA FCS PRIVATE WEALTH MANAGEMENT DBA FCS FAMILY OFFICE 401K, INV RELATED, LEAWOOD, KS, START: 10/1/2020, 240 HRS/MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE 401K. RENTAL PROPERTY; INV. RELATED; LEAWOOD,KS; 75% OWNERSHIP; START DATE 02/10/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, MISSION HILLS, KS, START: 5/4/2022, 2 HRS/MONTH, 0 HRS DURING TRADING. FCS TAX CONCIERGE SERVICES, LLC ; INV RELATED;LEAWOOD ,KS; FCS TAX CONCIERGE SERVICES; 90; START DATE: 09/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-20
• S63 Uniform Securities Agent State Law Examination
  1990-01-31

Other Names

• Tom Henry Freeman