Mark John Gieser

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 10/2023
  Crown Capital Securities, Lp
  Orange, CA
• 10/2023 → Present
  Independent Financial Group, Llc
  Irvine, CA
• 02/2002 → Present
  Mark Gieser
  Huntington Beach, CA

Previous Registrations

• 2004-03-16 → 2023-10-11
  Crown Capital Securities, L.P.
  Irvine, CA
• 1998-03-18 → 2004-04-01
  Sii Investments, Inc.
  Irvine, CA

Other Businesses

1) CAPS MANAGEMENT: START DATE 1990. TAX PREPARATION. I AM THE SOLE PROPRIETOR OF THIS TAX PREPARATION BUSINESS. THE NUMBER OF HOURS DEVOTED TO THIS NON-INVESTMENT RELATED ACTIVITY VARIES SEASONALLY, MAY BE UP TO 60 HRS/MO DURING TAX SEASON. 2) CAPS MANAGEMENT: START DATE 1997. OFFICER/DIRECTOR. MY DUTIES INCLUDE OPERATE COMPANY PAYING EXPENSES FOR OFFICE. I DEVOTE 2 HRS/MO TO THIS ACTIVITY. BUSINESS ADDRESS: 2081 BUSINESS CENTRE DRIVE, SUITE 140, IRVINE, CA 92612. MARK GIESER POSITION: Owner of rental properties NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2002 ADDRESS: 2619 17th Street, Huntington Beach CA 92648, United States DESCRIPTION: Personal rental property- manage, collect rents

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1989-11-07