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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-11-07
  • NJ RA
    APPROVED
    Since 2016-11-07

Branch Locations

57 S Broadway Ste C, Pitman, NJ 08071 • United States

Hoddonfield, NJ • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Haddonfield NJ 01/2009 11/2016
Northeast Planning Associates, Inc. Haddonfield NJ 01/2009 11/2016
Ameriprise Financial Services, Inc. Marlton NJ 11/2016 03/2020
Ameriprise Financial Services, Llc Marlton NJ 03/2020 Present
Previous Registrations
  • 2009-01-20 → 2016-11-22
    Meredith, NH
    Bedford, NH
    Haddonfield, NJ
    Newton, MA
    Shrewsbury, MA
    North Conway, NH
    Center Harbor, NH
    Southborough, MA
    Westborough, MA
    Braintree, MA
  • 2009-01-29 → 2016-11-10
    Meredith, NH
    Haddonfield, NJ
  • 2008-04-02 → 2009-04-28
    The Wealth Management Group, Llc
    Portsmouth, NH
  • 2003-08-14 → 2009-01-21
    Portsmouth, NH
    Meredith, NH
    Portsmouth, NH
  • 1998-04-03 → 2003-09-03
    1717 Capital Management Company
    Newton, MA
Other Businesses

Outside Employment; ONIPA?A-enterprise, LLC; Being paid through LLC for work done at Ameriprise.; Manage advisory business; 80 Washington Street , Building E-11, Norwell, MA, 02061; Investment-Related; 10/17/2024; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; A & B Ventures; Feeding horses, pigs, goats, and chickens. Also, cleaning barns for animals; 340 Hurffville Grenloch Road, , Sewell, NJ, 08080; Not Investment-Related; 09/01/2018; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-11
  • S63 Uniform Securities Agent State Law Examination
    1989-10-11
Other Names
  • Chuck Leonard
  • Charles Clinton Jr Leonard
  • Chuck Leonard
  • Charles Leonard

View on SEC IAPD

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