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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-03 |
| FL | RA | APPROVED | 2000-03-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Melbourne | FL | 02/2000 | Present |
| Bank Of America, Na | Melbourne | FL | 12/2009 | Present |
Name of the other business Whether the business is investment-relatedNot Investment related Address of the other business Nature of the other business Your position POA Title, or relationship with the other business Start date of your relationship3/25/2010 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours1 Briefly describe your duties relating to the other business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-21 |
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