Nathan Ernest Smith

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2005-10-28
KS	RA	APPROVED	2004-09-29

OK RA
APPROVED

Since 2005-10-28
KS RA
APPROVED

Since 2004-09-29

Branch Locations

Overland Park, KS • United States

7270 W 98 Terr Suite 110, Overland Park, KS 66212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond Yes
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Overland Park	KS	07/2002	Present
Thrivent Financial For Lutherans	Appleton	WI	07/2002	Present

07/2002 → Present

Thrivent Investment Management Inc

Overland Park, KS
07/2002 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

SNL PROPERTY ENTERPRISES, LLC POSITION: Partner NATURE: Vacation home owned by myself and my siblings. Placed into this LLC for liability purposes. Will never be held out as a rental property. For personal use only. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2024 ADDRESS: 8730 E Jasmine St, Mesa AZ 85207, United States DESCRIPTION: Pay my share of expenses. PAPUA NEW GUINEA MISSION SOCIETY POSITION: Treasurer NATURE: PNG Mission Society is an organization that supports the Lutheran mission field in Papua New Guinea.Made up of former and current missionaries from LCMS in order to provide support and guidance to the gutnus lutheran church in PNG. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 6704 Flyer ave, St. Louis MO 63139, United States DESCRIPTION: Ill handle the 'books'. Manage the income and expenses related to activities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-23
S63	Uniform Securities Agent State Law Examination	1989-11-22

S65 Uniform Investment Adviser Law Examination

2004-09-23
S63 Uniform Securities Agent State Law Examination

1989-11-22

View on SEC IAPD