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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-04-09 |
Branch Locations
42705 Grand River Ave Ste 201, Novi, MI 48375 • United States
Canton, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Happold Enterprises, Inc Dba Curt M Happold Agency | Southfield | MI | 08/2011 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 01/2013 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2014 | Present |
1) HAPPOLD ENTERPRISES INC/CURT M HAPPOLD AGENCY - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/09/2014 3) HAPPOLD ENTERPRISES INC. DBA CURT M HAPPOLD AGENCY, 42705 Grand River Ave Ste 201, Novi MI 48375, United States, START DATE 01/2013, Owner, S-corporation with DBA under full name, INV REL, 160 HR/MO - 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-11 |
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