Steven George Hart

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 05/2020
  Fidelity Brokerage Services Llc
  Greenwood Village, CO
• 07/2018 → 05/2020
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2018-07-13 → 2020-05-01
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-07-15 → 2018-07-13
  Strategic Advisers Llc
  Greenwood Village, CO

Other Businesses

1) Steven G Hart / Mineral rights|Investment Related: No|7184 South Chase way, Littleton, CO, 80128, USA|Energy/Utilities|owner|12/1/2005|Less than 20 hour/month - 0 during trading hours|I inhearted Land and mineral reights from my grandmother. The land has been sold but I retained 1/2 of the mineral rights. Earley this year an oil company offered to lease the rights from me for a 3 year peirod.

Exams

• S66 Uniform Combined State Law Examination
  2014-06-30
• S63 Uniform Securities Agent State Law Examination
  1990-03-15

Other Names

• Steven Hart