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Dawn Marie Kirchner

Centaurus Financial, Inc.

Santa Barbara, CA

Santa Barbara, CA

CRD 1991094

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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-11-27
  • CA RA
    APPROVED
    Since 2000-11-27

Branch Locations

Santa Barbara, CA • United States

5142 Hollister Avenue Suite #218, Santa Barbara, CA 93111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Orange CA 09/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-09
S65 Uniform Investment Adviser Law Examination 1997-06-20
  • S63 Uniform Securities Agent State Law Examination
    2001-02-09
  • S65 Uniform Investment Adviser Law Examination
    1997-06-20
Designations
  • Certified Financial Planner
Other Names
  • Dawn Marie Zimmermann

View on SEC IAPD

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