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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-29 |
| MT | RA | APPROVED | 1998-03-03 |
Branch Locations
2 1St St E Ste A First And Main Bldg, Kalispell, MT 59901 • United States
Kalispell, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kalispell | MT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Kalispell | MT | 03/2020 | Present |
Real Estate Ownership; 1 bedroom apartment above my garage. Seperate from my house, but same property.; 428 1/2 6th Ave EastKalispell, MT 59901, ,; ; . Other Business Activities; Paul Stein; Short Term Rental; 428 6th Avenue EastKalispell, MT 59901, ,; Not Investment-Related; 12/28/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-01 |
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