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Current Employers
Siebert Advisornxt, Llc.

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-30
CA RA APPROVED 2018-04-26
  • TX RA
    APPROVED
    Since 2019-04-30
  • CA RA
    APPROVED
    Since 2018-04-26

Branch Locations

4925 Greenvill Ave Suite 200, Dallas, TX 75206 • United States

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradestar Investments,Inc. Ft Worth TX 02/1994 Present
Fiserv Investor Services, Inc. Dallas TX 02/2002 Present
Stockcross Financial Services, Inc. Dallas TX 01/2007 Present
  • 02/1994 → Present
    Tradestar Investments,Inc.
    Ft Worth, TX
  • 02/2002 → Present
    Fiserv Investor Services, Inc.
    Dallas, TX
  • 01/2007 → Present
    Stockcross Financial Services, Inc.
    Dallas, TX
Previous Registrations
  • 2017-04-07 → 2017-12-31
    Stockcross Financial Services, Inc.
    Dallas, TX
  • 2003-09-12 → 2005-11-03
    Select Advisory Services, Llc
    Houston, TX
Other Businesses

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-04
S63 Uniform Securities Agent State Law Examination 1993-01-11
  • S65 Uniform Investment Adviser Law Examination
    2003-06-04
  • S63 Uniform Securities Agent State Law Examination
    1993-01-11

View on SEC IAPD

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