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Augustine Hong

Hightower Advisors, LLC

Lakewood Ranch, FL

Chicago, IL

CRD 1990434

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-26
  • FL RA
    APPROVED
    Since 2026-01-26

Branch Locations

9040 Town Center Parkway, Lakewood Ranch, FL 34202 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 04/2013 10/2021
Alexandria Capital Llc Alexandria VA 04/2010 10/2021
Hightower Chicago IL 10/2021 Present
  • 04/2013 → 10/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2010 → 10/2021
    Alexandria Capital Llc
    Alexandria, VA
  • 10/2021 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-02
S63 Uniform Securities Agent State Law Examination 1990-12-17
  • S65 Uniform Investment Adviser Law Examination
    2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    1990-12-17
Other Names
  • Gus Hong
  • Augustine Sungchun Hong
  • Sung Chun Hong
  • Augustine Elie Hong
  • Augustine Sung Chun Hong

View on SEC IAPD

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