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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2012-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 02/1988 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1989 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS 2. MMB CONSULTING, NON-QUALIFIED EXECUTIVE BENEFIT PLANS, START 10/07, 10 HRS/MO., INVESTMENT RELATED 3. US CONGRESS, DELLSLOW, WV, 200 HRS/MO, $175,000 INCOME/YEAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-21 |
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