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David Harold Petrie

Stifel, Nicolaus & Company, Incorporated

Morristown, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-15
NY RA APPROVED 2021-05-26
  • NJ RA
    APPROVED
    Since 2023-02-15
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated New York NY 06/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Designations

View on SEC IAPD

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