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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-19 |
| MD | RA | APPROVED | 2003-06-10 |
Branch Locations
12 Taft Ct Ste 202, Rockville, MD 20850 • United States
8850 Columbia 100 Pkwy Ste 400, Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Columbia | MD | 06/2003 | Present |
(1) 10/11/2011 - Intergrated Financial Solutions, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
| S65 | Uniform Investment Adviser Law Examination | 1994-01-17 |
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