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Randy Dolph Myers

LPl Financial LLC

Knoxville, TN

CRD 1989463

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

4315 Kingston Pike Ste 302, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Brokerage Memphis TN 03/2007 Present
Ftb Advisors, Inc. Knoxville TN 10/2013 Present
Lpl Financial Llc Knoxville TN 08/2025 Present
  • 03/2007 → Present
    First Tennessee Brokerage
    Memphis, TN
  • 10/2013 → Present
    Ftb Advisors, Inc.
    Knoxville, TN
  • 08/2025 → Present
    Knoxville, TN
Previous Registrations
  • 2007-04-10 → 2025-08-21
    First Horizon Advisors, Inc.
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Athens, TN
  • 2010-09-23 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
  • 1996-04-25 → 2007-03-27
    Truist Investment Services, Inc.
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Alcoa, TN
    Knoxville, TN
    Lenoir City, TN
    Loudon, TN
    Maryville, TN
    Alcoa, TN
    Knoxville, TN
    Maryville, TN
    Knoxville, TN
    Knoxville, TN
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/31/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-16
S63 Uniform Securities Agent State Law Examination 1989-11-06
  • S66 Uniform Combined State Law Examination
    2001-07-16
  • S63 Uniform Securities Agent State Law Examination
    1989-11-06

View on SEC IAPD

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