Michael Henry Gabrielian

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1990 → 08/2023
  Minnesota Life
  St. Paul, MN
• 11/1990 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 07/1990 → Present
  Tax & Financial Group
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-06-25 → 2023-08-10
  Securian Financial Services, Inc.
  Los Angeles, CA
  Monterey Park, CA
  Newport Beach, CA
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1. ENVIROKINETICS POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2012 ADDRESS: , Ontario CA , United States DESCRIPTION: Advisory Board 2. TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2007 ADDRESS: , Newport Beach CA , United States DESCRIPTION: Agent/Broker 3. PERSONAL RESIDENCE - Rental Property POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2021 ADDRESS: 63-4 Ho'olei Circle, Kihei HI 96753, United States DESCRIPTION: Personal residence used for vacations and also rented out when we are not using it; 4. NAME OF OTHER BUSINESS: BRIGHTON SHORES HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2913 CANON ST, SAN DIEGO, CA 92106; NATURE OF BUSINESS: BOARD; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW THE BUDGETS ALONG WITH THE BOARD PRESIDENT AND VICE PRESIDENT; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 6. NAME OF OTHER BUSINESS: WAILEA MKMJ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX FILING PURPOSE ; 7.NAME OF OTHER BUSINESS: Tax and Financial Group INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL START DATE: 03/12/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES AND INSURANCE SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-07
• S63 Uniform Securities Agent State Law Examination
  1991-02-26