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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2009-08-17
  • MT RA
    APPROVED
    Since 2009-08-17

Branch Locations

283 W. Front Street Suite 101, Missoula, MT 59807 • United States

Missoula, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Missoula MT 06/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-13
S63 Uniform Securities Agent State Law Examination 1989-11-04
  • S65 Uniform Investment Adviser Law Examination
    2009-08-13
  • S63 Uniform Securities Agent State Law Examination
    1989-11-04

View on SEC IAPD

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