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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-05-18 |
Branch Locations
15030 S Ravinia Ave Ste 39, Orland Park, IL 60462 • United States
Frankfort, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Mokena | IL | 10/2017 | 05/2018 |
| Maureen Piet | Mokena | IL | 08/2015 | 10/2017 |
| Maureen Kelly | Mokena | IL | 10/2017 | 05/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Frankfort | IL | 10/2017 | 05/2018 |
| Ameriprise Financial Services, Inc | Orland Park | IL | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Orland Park | IL | 03/2020 | Present |
Outside Employment; Ninth Ave LLC; client service mgr; financial advisor practice; 15030 S Ravinia Ave, , Orland Park, IL, 60462; Investment-Related; 02/21/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-23 |
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