Michael Robert Matty

Employer firm

St. Germain Investment Management CRD 155186

$3.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → Present
  D.J. St. Germain Co., Inc.
  Stratham, NH

Previous Registrations

• 2010-10-26 → 2010-12-31
  St. Germain Investment Management
  Springfield, MA
• 2004-03-16 → 2010-10-25
  St. Germain Securities, Inc.
  Springfield, MA
  Springfield, MA
  Hartford, CT

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant
• Chartered Financial Analyst