Best Investors Account Sign in
Inactive

Michael Robert Matty

St. Germain Investment Management

Stratham, NH

Claim This Profile
Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-07
MA RA APPROVED 2011-01-18
  • NH RA
    APPROVED
    Since 2025-04-07
  • MA RA
    APPROVED
    Since 2011-01-18

Branch Locations

62 Portsmouth Ave. Unit 5, Stratham, NH 03885 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.J. St. Germain Co., Inc. Stratham NH 06/1999 Present
  • 06/1999 → Present
    D.J. St. Germain Co., Inc.
    Stratham, NH
Previous Registrations
  • 2010-10-26 → 2010-12-31
    St. Germain Investment Management
    Springfield, MA
  • 2004-03-16 → 2010-10-25
    St. Germain Securities, Inc.
    Springfield, MA
    Springfield, MA
    Hartford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Designations

View on SEC IAPD

Other Firms

EDWARD JONES
MILESTONE FINANCIAL PLANNING, LLC
LEDGEWOOD WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
NEWEDGE ADVISORS
BLUELINE ADVISORS
SUMMIT WEALTH GROUP LLC

Other Investors

Jason Irwin
Sarah Ann Earwood
Scott Andrew Earwood
Robert Arthur Ortins
Deanna Beth McCarthy
Amy Beth Hammershoy
Khristyna A Wunderly
Evan William Marquis

Other Offices

EDWARD JONES · STRATHAM, NH
EDWARD JONES · STRATHAM, NH
EDWARD JONES · STRATHAM, NH
MILESTONE FINANCIAL PLANNING, LLC · Stratham, NH
LEDGEWOOD WEALTH ADVISORS, LLC · EXETER, NH
LEDGEWOOD WEALTH ADVISORS, LLC · EXETER, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EXETER, NH
EDWARD JONES · EXETER, NH

More in Stratham, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor