Steven Lee Barnes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Willis, TX

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  San Antonio, TX
  Rockville, MD
  Willis, TX
• 2015-04-20 → 2021-04-01
  Grove Point Investments, Llc
  Willis, TX
  Rockville, MD
• 2014-06-30 → 2015-04-13
  Cuso Financial Services, L.P.
  San Diego, CA
  Austin, TX
• 2010-11-23 → 2014-06-27
  Grove Point Investments, Llc
  Universal City, TX
  San Antonio, TX
• 2006-03-29 → 2008-11-25
  Orr Financial Group
  San Antonio, TX
• 2000-04-03 → 2004-02-23
  Cetera Investment Services Llc
  St. Cloud, MN

Other Businesses

1- 05/2025 - Barnes Financial Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/10/2011 - 10 hours per month/ 5 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-25
• S63 Uniform Securities Agent State Law Examination
  1989-10-09

Designations

• Certified Financial Planner

Other Names

• Steve Barnes