Spencer Lee Gabriel

Employer firm

Symphony Financial Services, Inc. CRD 125058

$429M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Symphony Financial Services, Inc.
  Akron, OH
• 10/2009 → Present
  Lpl Financial
  Akron, OH

Previous Registrations

• 2009-06-01 → 2009-11-16
  Morgan Stanley
  Akron, OH
• 2001-01-17 → 2009-06-01
  Citigroup Global Markets Inc.
  Fairlawn, OH
  Akron, OH

Other Businesses

(1) 01/06/2010 - SYMPHONY FINANCIAL SERVICES, INC. - REGISTERED INVESTMENT ADVISOR - (HYBRID) SYMPHONY FINANCIAL SERVICES, INC. - (HYBRID RIA) MANAGING ASSETS FOR A FEE. - 90% OF TIME SPENT - AKRON, OH (2) 08/20/2013 - DBA ONLY - SYMPHONY FINANCIAL SERVICES, INC. - AKRON, OH (3) 11/01/2023 - Ash Brokerage - Non-Variable Insurance - Registered Representative; Independent Agent; Fiduciary - Investment Related - At Reported Business Location(s) - Start Date 11/2023 - 2 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-23
• S63 Uniform Securities Agent State Law Examination
  1995-05-09