Lucy Cardoso Watson

Current Employers

Employment History

• 09/2011 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/1998 → Present
  Watson Financial Inc
  Coral Gables, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-08-01 → 2013-09-03
  Walnut Street Securities, Inc.
  Miami, FL
• 1996-01-24 → 2003-08-01
  Nathan & Lewis Securities, Inc.
  Coral Gables, FL

Other Businesses

1. INDEPENDENT INSURANCE AGENT, SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS, FROM BUSINESS ADDRESS, 40 WKDY & 10 EVE/WKND HRS/WK, SINCE 9/1993; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 06/2012, 15HRS/WK (10 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: DBA WATSON FINANCIAL INC., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: INSURANCE, FINANCIAL SERVICES START DATE: 9/1993, POSITION/TITLE/RELATIONSHIP: AGENT, FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE SALES; FINANCIAL SERVICES,

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-31
• S63 Uniform Securities Agent State Law Examination
  1993-06-22