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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse | Houston | TX | 09/2005 | 04/2018 |
| Sii | Dallas | TX | 05/2018 | 11/2018 |
| Royal Alliance Associates, Inc. | Dallas | TX | 11/2018 | 03/2019 |
| Charles Schwab And Co., Inc. | Westlake | TX | 02/2020 | Present |
| Self Employed | Argyle | TX | 03/2019 | 02/2020 |
| Rockgate Financial Partners | Dallas | TX | 05/2018 | 03/2019 |
| Lowes | Flower Mound | TX | 09/2022 | Present |
| Td Ameritrade Inc. | Westlake | TX | 05/2023 | 12/2023 |
1) Gardaworld | Investment Related:No|Entertainment Venues/Theaters|Ambassador Guest Services|8/16/2025|Less than 20|0|Guest services ambassador at sports and entertainment events
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-19 |
| S65 | Uniform Investment Adviser Law Examination | 1990-09-21 |
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