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Joseph Christopher Digregorio

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-10
  • TX RA
    APPROVED
    Since 2020-03-10

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Houston TX 09/2005 04/2018
Sii Dallas TX 05/2018 11/2018
Royal Alliance Associates, Inc. Dallas TX 11/2018 03/2019
Charles Schwab And Co., Inc. Westlake TX 02/2020 Present
Self Employed Argyle TX 03/2019 02/2020
Rockgate Financial Partners Dallas TX 05/2018 03/2019
Lowes Flower Mound TX 09/2022 Present
Td Ameritrade Inc. Westlake TX 05/2023 12/2023
  • 09/2005 → 04/2018
    Td Waterhouse
    Houston, TX
  • 05/2018 → 11/2018
    Sii
    Dallas, TX
  • 11/2018 → 03/2019
    Royal Alliance Associates, Inc.
    Dallas, TX
  • 02/2020 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
  • 03/2019 → 02/2020
    Self Employed
    Argyle, TX
  • 05/2018 → 03/2019
    Rockgate Financial Partners
    Dallas, TX
  • 09/2022 → Present
    Lowes
    Flower Mound, TX
  • 05/2023 → 12/2023
    Td Ameritrade Inc.
    Westlake, TX
Previous Registrations
  • 2018-11-02 → 2019-03-19
    Dallas, TX
    Oklahoma City, OK
  • 2018-05-31 → 2018-11-02
    Signator Investors, Inc.
    Dallas, TX
    Oklahoma City, OK
  • 2005-10-06 → 2018-04-12
    Td Ameritrade, Inc.
    Sugar Land, TX
    Omaha, NE
    Omaha, NE
    Houston, TX
    Houston, TX
    Westlake, TX
    Fort Worth, TX
  • 2006-05-12 → 2018-04-12
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Houston, TX
    Fort Worth, TX
  • 2004-01-16 → 2005-10-12
    Chase Investment Services Corp.
    Missouri City, TX
  • 2000-01-18 → 2003-10-28
    Houston, TX
Other Businesses

1) Gardaworld | Investment Related:No|Entertainment Venues/Theaters|Ambassador Guest Services|8/16/2025|Less than 20|0|Guest services ambassador at sports and entertainment events

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-19
S65 Uniform Investment Adviser Law Examination 1990-09-21
  • S63 Uniform Securities Agent State Law Examination
    1992-05-19
  • S65 Uniform Investment Adviser Law Examination
    1990-09-21
Other Names
  • Joe Digregorio

View on SEC IAPD

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