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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-18
NV RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2011-07-18
  • NV RA
    APPROVED
    Since 2009-10-23

Branch Locations

5370 Kietzke Ln, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reno NV 10/2009 Present
Bank Of America, N.A. Reno NV 05/2011 Present
Previous Registrations
  • 2004-08-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Reno, NV
    Las Vegas, NV
    Las Vegas, NV
    Reno, NV
Other Businesses

I*10094 For profit or not for profit: Name of outside business organization: Plumas Condo Investment related: Address of business: Reno, Nevada 89519 Nature of business: , Position, title, association: , Start date of relationship: 10/7/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2116310, Entity Type: Fiduciary, Name of OBA: O and M M Tr, Address: Sparks, Nevada, 89434, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/05/2024, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2178279, Entity Type: , Name of OBA: O E M Sr. & M A M Family Trust, Address: Sparks, Nevada, 89434, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 20-Oct-2024, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-27
S63 Uniform Securities Agent State Law Examination 2002-05-16
  • S66 Uniform Combined State Law Examination
    2004-08-27
  • S63 Uniform Securities Agent State Law Examination
    2002-05-16

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