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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-18 |
| NV | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reno | NV | 10/2009 | Present |
| Bank Of America, N.A. | Reno | NV | 05/2011 | Present |
I*10094 For profit or not for profit: Name of outside business organization: Plumas Condo Investment related: Address of business: Reno, Nevada 89519 Nature of business: , Position, title, association: , Start date of relationship: 10/7/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2116310, Entity Type: Fiduciary, Name of OBA: O and M M Tr, Address: Sparks, Nevada, 89434, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/05/2024, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2178279, Entity Type: , Name of OBA: O E M Sr. & M A M Family Trust, Address: Sparks, Nevada, 89434, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 20-Oct-2024, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-16 |
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