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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-05-03 |
| CO | RA | APPROVED | 2024-04-17 |
| CA | RA | APPROVED | 2024-04-12 |
| GA | RA | APPROVED | 2024-04-12 |
| NC | RA | APPROVED | 2023-10-26 |
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 2012-11-07 |
Branch Locations
13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States
8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States
Eden Prairie, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St Paul | MN | 08/2006 | Present |
Son Light Productions/ Principal business activities- Productions company/owner/produce videos for non-profit organizations to enable them to get their message out. do not receive a salary, there is not stock, and I have not received any compensation from/ Comp - No
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-10-03 |
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