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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-18
ID RA APPROVED 2018-12-24
  • TX RA
    APPROVED
    Since 2019-12-18
  • ID RA
    APPROVED
    Since 2018-12-24

Branch Locations

305 Yellowstone Avenue, Pocatello, ID 83201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Inc. Pocatello ID 10/2018 Present
Automaxx Idaho Pocatello ID 07/2017 09/2018
Mccormick Auto Exchange Pocatello ID 04/2016 05/2017
  • 10/2018 → Present
    Stifel Inc.
    Pocatello, ID
  • 07/2017 → 09/2018
    Automaxx Idaho
    Pocatello, ID
  • 04/2016 → 05/2017
    Mccormick Auto Exchange
    Pocatello, ID
Other Businesses

1. Pocatello Rotary Group; P.O. Box 488 Pocatello ID 83204; Rotary is a world wide recognized Service group; I have been elected to a two year position on the board of directors of the group; My duties would be as a board member only. Two year period with very limited duties only 1 hour per month board meeting to discuss general policy decisions; 09/01/2023; 2.00hrs/month; Not during securities trading hours; Not Investment-Related 2. Boys and Girls Club ( of Southeast Idaho Chapter); 666 Cheyenne Ave Pocatello ID 83201; National organization providing after school programs and summer programs for Local Youth; member of the board of Directors of the Local Chapter; Meet one time per month, possibly two times per month to discuss the Local Chapter's opportunities and routine business; 04/01/2025; 5 hrs/month; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21

View on SEC IAPD

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