Emile Paul Dufrene

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Self Employed
  The Woodlands, TX
• 09/2014 → 09/2017
  Nationwide Securities, Llc
  The Woodlands, TX
• 07/2020 → 02/2025
  Lifepro Asset Management, Llc
  The Woodlands, TX
• 02/2025 → 06/2025
  Simplicity Wealth
  The Woodlands, TX
• 06/2025 → Present
  Foundations Investment Advisors, Llc
  The Woodlands, TX

Previous Registrations

• 2025-02-13 → 2025-06-16
  Simplicity Wealth
  Summit, NJ
  The Woodlands, TX
• 2020-11-16 → 2025-02-14
  Lifepro Asset Management
  San Diego, CA
  The Woodlands, TX
• 2010-08-13 → 2011-12-31
  Usa Wealth Management Llc
  New Orleans, LA

Other Businesses

(1) Stryde Solutions, LLC/Growth Management Group; noninvestment related; 110 N Shawnee Ridge Circle, The Woodlands, TX 77382; Referral Network to Consultants, Project Managers, Engineers, Intellectual Property Attorneys and Expense Auditors; Role: Consultant; Start date: 12/2016; approximately 12 hours per month, of which 6 are during trading hours. (2) North American Financial Services, Inc; investment related; 110 N Shawnee Ridge Circle, The Woodlands, TX 77382; Annuity and Life Insurance Sales; Role: Insurance Agent; Start Date: 01/2004 approximately 170 hours per month, of which 130 are during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-11-06
• S65 Uniform Investment Adviser Law Examination
  2010-06-01

Other Names

• Emile Paul Iii Dufrene
• Emile Paul Dufrene
• Emile Paul Dufrene
• E. Paul Dufrene
• Paul Dufrene