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Current Employers
Tamar Securities, Llc

22466 Ventura Boulevard, Woodland Hills, CA 91364 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-28
  • CA RA
    APPROVED
    Since 2021-09-28

Branch Locations

22466 Ventura Boulevard, Woodland Hills, CA 91364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Valencia CA 07/2007 03/2018
Unionbanc Investment Services Glendale CA 06/2018 09/2018
Unemployed Chatsworth CA 03/2018 06/2018
Td Ameritrade Northridge CA 04/2019 06/2019
Quiktrak Ink Oregon WA 11/2018 04/2019
Unemployed Chatsworth CA 09/2018 04/2019
Morgan Stanley Sherman Oaks CA 08/2019 10/2019
Tamar Securities, Llc Woodland Hills CA 09/2021 Present
Unemployed Chatsworth CA 10/2019 09/2021
Purshe Kaplan Sterling Investments Albany NY 10/2021 Present
  • 07/2007 → 03/2018
    Scottrade, Inc.
    Valencia, CA
  • 06/2018 → 09/2018
    Unionbanc Investment Services
    Glendale, CA
  • 03/2018 → 06/2018
    Unemployed
    Chatsworth, CA
  • 04/2019 → 06/2019
    Td Ameritrade
    Northridge, CA
  • 11/2018 → 04/2019
    Quiktrak Ink
    Oregon, WA
  • 09/2018 → 04/2019
    Unemployed
    Chatsworth, CA
  • 08/2019 → 10/2019
    Sherman Oaks, CA
  • 09/2021 → Present
    Woodland Hills, CA
  • 10/2019 → 09/2021
    Unemployed
    Chatsworth, CA
  • 10/2021 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2019-08-26 → 2019-10-15
    Sherman Oaks, CA
  • 2019-04-30 → 2019-06-07
    Td Ameritrade, Inc.
    Woodland Hills, CA
  • 2019-04-30 → 2019-06-07
    Td Ameritrade Investment Management, Llc
    Northridge, CA
  • 2018-06-12 → 2018-09-06
    Glendale, CA
  • 2017-05-04 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2006-02-28 → 2007-05-21
    Wells Fargo Investments, Llc
    El Segundo, CA
    Los Angeles, CA
  • 2001-09-20 → 2003-04-03
    Burbank, CA
Other Businesses

1) Tamar Securities, LLC. Investment Related. Located at 22466 Ventura Blvd, Woodland Hills, CA 91364. Nature - RIA. Position - Certified Relationship Associate. Start - 09/15/2021. 160 hours per month, 160 hours during trading hours. Duties - Operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-04
S63 Uniform Securities Agent State Law Examination 1991-08-13
  • S66 Uniform Combined State Law Examination
    2017-05-04
  • S63 Uniform Securities Agent State Law Examination
    1991-08-13
Other Names
  • Javier Guztavo Orozco
  • Javier G Orozco

View on SEC IAPD

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