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Current Employers
Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-05
  • IL RA
    APPROVED
    Since 2018-11-05

Branch Locations

Moline, IL • United States

400 West Metro Park, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Equity Services Peoria IL 04/2003 10/2018
Lifemark Securities Corp. Rochester NY 11/2018 Present
Howard Financial Services Moline IL 05/1993 Present
Howard Tax Services Moline IL 01/1996 Present
  • 04/2003 → 10/2018
    Foresters Equity Services
    Peoria, IL
  • 11/2018 → Present
    Rochester, NY
  • 05/1993 → Present
    Howard Financial Services
    Moline, IL
  • 01/1996 → Present
    Howard Tax Services
    Moline, IL
Previous Registrations
  • 2015-04-22 → 2018-11-01
    Foresters Equity Services, Inc.
    Moline, IL
    San Diego, CA
    Peoria, IL
    Oak Lawn, IL
    San Diego, CA
    Schaumburg, IL
    Oak Lawn, IL
    Livonia, MI
Other Businesses

DBA OF HOWARD FINANCIAL SERVICES USED FOR SECURITIES ALSO 1. DBA HOWARD FINANCIAL SERVICES / INVESTMENT RELATED / 402 42ND STREET MOLINE IL 61265 / INDEPENDENT INSURANCE AGENT / START 05/1993 / 140 HOURS/MONTH / 120 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE PRODUCTS. 2. DBA HOWARD TAX SERVICES / NOT INVESTMENT RELATED / 42ND STREET MOLINE IL 61265 / TAX PREPARATION / START 01/1996 / 40 HOURS/MONTH FEBRUARY THROUGH APRIL / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / TAX PREP FOR FAMILY AND FRIENDS, NOT ACTIVELY SEEKING NEW BUSINESS SINCE 2007. 3. MOLINE MUSIC BOOSTERS / NOT INVESTMENT RELATED / 3600 AVENUE OF THE CITIES, MOLINE IL 61265 / START 08/2012 / TREASURER / 2 HOURS/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / PAY BILLS, CREATE BUDGETS, PROCESS DEPOSITS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-19
S63 Uniform Securities Agent State Law Examination 1990-05-31
  • S66 Uniform Combined State Law Examination
    2014-06-19
  • S63 Uniform Securities Agent State Law Examination
    1990-05-31

View on SEC IAPD

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