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William Donald Georgen

Rbc Capital Markets, LLC

Florham Park, NJ

Morristown, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-24
TX RA APPROVED 2021-02-24
  • NJ RA
    APPROVED
    Since 2021-02-24
  • TX RA
    APPROVED
    Since 2021-02-24

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Florham Park NJ 10/2012 02/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2021
Rbc Capital Markets, Llc Florham Park NJ 02/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 02/2021
  • 10/2012 → 02/2021
    Morgan Stanley
    Florham Park, NJ
  • 01/2015 → 02/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2021 → Present
    Rbc Capital Markets, Llc
    Florham Park, NJ
  • 01/2015 → 02/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-05
  • S63 Uniform Securities Agent State Law Examination
    1989-12-05
Other Names
  • Bill Georgen
  • William Donald Georgen
  • William Georgen

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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