Mark Paul Casa

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-08
NY	RA	APPROVED	2025-04-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Roundtable Financial Group, Llc	New Canaan	CT	01/2012	10/2018
Unemployed	Scarsdale	NY	10/2018	12/2018
Axa Advisors, Llc.	New York	NY	12/2018	04/2019
Pruco Securities Llc	White Plains	NY	07/2024	11/2024
Bmw Of Greenwich	Greenwich	CT	06/2019	04/2020
Unemployed	Scarsdale	NY	04/2020	10/2020
Bmw Of Mt Kisco	Mt Kisco	NY	10/2020	12/2021
Bmw Of Westchester	White Plains	NY	01/2022	10/2022
Unemployed	Scarsdale	NY	04/2019	06/2019
Unemployed	White Plains	NY	11/2022	06/2024
The Prudential Insurance Company Of America	White Plains	NY	10/2024	11/2024
Lpl Enterprise, Llc	White Plains	NY	11/2024	03/2025
Fidelity Investments	Albany	NY	03/2025	Present

01/2012 → 10/2018

Roundtable Financial Group, Llc

New Canaan, CT
10/2018 → 12/2018

Unemployed

Scarsdale, NY
12/2018 → 04/2019

Axa Advisors, Llc.

New York, NY
07/2024 → 11/2024

Pruco Securities Llc

White Plains, NY
06/2019 → 04/2020

Bmw Of Greenwich

Greenwich, CT
04/2020 → 10/2020

Unemployed

Scarsdale, NY
10/2020 → 12/2021

Bmw Of Mt Kisco

Mt Kisco, NY
01/2022 → 10/2022

Bmw Of Westchester

White Plains, NY
04/2019 → 06/2019

Unemployed

Scarsdale, NY
11/2022 → 06/2024

Unemployed

White Plains, NY
10/2024 → 11/2024

The Prudential Insurance Company Of America

White Plains, NY
11/2024 → 03/2025

Lpl Enterprise, Llc

White Plains, NY
03/2025 → Present

Fidelity Investments

Albany, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-28
S63	Uniform Securities Agent State Law Examination	1989-11-03