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Michael Ward Mcconnell

Eagle Strategies LLC

Tulsa, OK

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
OK RA APPROVED 2008-04-11
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • OK RA
    APPROVED
    Since 2008-04-11

Branch Locations

2431 East 61St Street Suite 650, Tulsa, OK 74136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Tulsa OK 05/1989 Present
Nylife Securities Inc. Tulsa OK 08/1989 Present
Eagle Strategies, Llc Tulsa OK 04/2008 Present
Financial Diagnostics Group Tulsa OK 10/2015 Present
  • 05/1989 → Present
    New York Life Insurance Company
    Tulsa, OK
  • 08/1989 → Present
    Nylife Securities Inc.
    Tulsa, OK
  • 04/2008 → Present
    Tulsa, OK
  • 10/2015 → Present
    Financial Diagnostics Group
    Tulsa, OK
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [OPERATING UNDER THE DBA NAME OF FINANCIAL DIAGNOSTICS GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TULSA, OK; START DATE: 10/2015] [Michael W McConnell Insurance; This business name is ONLY used for my federal id name for my employer ID; 2431 E 61st St Suite 650, Tulsa, OK 74136; Start Date 05/1982; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-20
  • S63 Uniform Securities Agent State Law Examination
    1989-11-20
Designations
Other Names
  • Mike Mcconnell

View on SEC IAPD

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