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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-05 |
| TX | RA | APPROVED_RES | 2017-04-17 |
| CA | RA | APPROVED | 2009-05-05 |
Branch Locations
1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Roseville | CA | 05/2009 | Present |
Name/Address: Arts and Culture El Dorado, 525 Main Street Placerville CA 95667 Start date: 9/16/2019 Hours spent: Less than 1 hour per month Hours spent during trading Hours: 0 Role/Responsibility: Chairman of Finance Committee Investment or Not Investment related: Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-01 |
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